DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dana Rhodes Allen
Feed of 09/14/2026
Also filed as Dana Allen
At current firm
1 y
since Sep 15, 2025
In the industry
28 y
since May 8, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Sep 15, 2025 · Kennewick, Wa
- Commonwealth Financial Network national BDAug 31, 2021 to Sep 15, 2025 · Kennewick, Wa
- LPL Financial LLC BD affiliatedOct 1, 2020 to Sep 20, 2021 · Kennewick, Wa
- Ek Riley Investments, LLC formerAug 16, 2012 to Nov 6, 2020 · Seattle, Wa
- D.A. Davidson & Co. independent RIAApr 17, 2002 to Aug 17, 2012 · Kennewick, Wa
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Cambridge Investment Research Advisors, Inc.left Sep 15, 2025, registered Sep 15, 2025 (0 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Commonwealth Financial Networkleft Sep 20, 2021, registered Aug 31, 2021 (-20 days) · Affiliated broker-dealer or bank to another · moved with a team
- Ek Riley Investments, LLC to LPL Financial LLCleft Nov 6, 2020, registered Oct 1, 2020 (-36 days) · corporate re-registration, not a move
- D.A. Davidson & Co. to Ek Riley Investments, LLCleft Aug 17, 2012, registered Aug 16, 2012 (-1 days) · Other
Signals
- Dana Rhodes Allen left Commonwealth Financial Network for Cambridge Investment Research Advisors, Inc. (registered 2025-09-15)Sep 15, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address