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Advisor at COLLIERS SECURITIES LLC
Mitchell, SD | SIOUX FALLS, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COLLIERS SECURITIES LLC | Bd affiliated wealth | Oct 14, 2014 | n/a | yes | Mitchell, SD|SIOUX FALLS, SD | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Sep 29, 2014 | no | MITCHELL, SD | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Feb 20, 2007 | Jan 1, 2008 | no | MITCHELL, SD|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | COLLIERS SECURITIES LLC | Sep 29, 2014 | Oct 14, 2014 | 15 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |