D•••• L• B••••

Advisor at P•••••••• M•••••• L••

BONITA SPRINGS, FL | Carlsbad, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de345f7b-b705-a388-9079-267fb8e9091d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• M•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 12, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• M•••••• L••	Independent wealth	Apr 11, 2024	n/a	yes	Carlsbad, CA\|BONITA SPRINGS, FL	Current employment
T•• I••••••••• A•••••• A••••••• L••	Former SEC adviser	Sep 4, 2018	Feb 25, 2021	no	Des Moines, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• I••••••••• A•••••• A••••••• L••	P•••••••• M•••••• L••	Feb 25, 2021	Apr 11, 2024	1,141	Firm change after gap	RIA to RIA
T•••• S•••••••• L••	T•• I••••••••• A•••••• A••••••• L••	Dec 31, 2018	Sep 4, 2018

Relationships

Registered with (4)

→ P•••••••• M•••••• L••Registered adviserregistration: current employment
Apr 11, 2024 to presentfactForm ADV
→ T•• I••••••••• A•••••• A••••••• L••Registered adviserregistration: previous registration
Sep 4, 2018 to Feb 25, 2021factForm ADV
→ T•••• S•••••••• L••Registered adviserregistration: previous registration
Apr 23, 2012 to Dec 31, 2018factForm ADV
→ S••••••••• R••••••• M••••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de345f7b-b705-a388-9079-267fb8e9091d
First observed: Jul 12, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.