DFX Intelligence

S•••• A••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst22 years in industry

S•••• A••• S•••••••

Advisor at G••• L••• W••••• M••••••••• L••

Boulogne-Billancourt | Hot Springs, AR

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Search this name across graphsid dfx:ria:de3ac6a5-f0e2-460b-be44-f67ecac72dad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••• L••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 12, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••• L••• W••••• M••••••••• L••	State registered	May 19, 2014	n/a	yes	Hot Springs, AR\|Boulogne-Billancourt	Current employment
S•••••••• C••••••••• L••	Former SEC adviser	Jan 26, 2012	Mar 10, 2014	no	ADDISON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• C••••••••• L••	G••• L••• W••••• M••••••••• L••	Mar 10, 2014	May 19, 2014	70	Firm change	Other
M••••••••• I••••••••• I•••	S•••••••• C••••••••• L••	Dec 31, 2011	Jan 26, 2012

Relationships

Registered with (3)

→ G••• L••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 19, 2014 to presentfactForm ADV
→ S•••••••• C••••••••• L••Registered adviserregistration: previous registration
Jan 26, 2012 to Mar 10, 2014factForm ADV
→ M••••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 13, 2008 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de3ac6a5-f0e2-460b-be44-f67ecac72dad
First observed: Jun 13, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.