DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Alan Stratton
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Scott A. Stratton
At current firm
12 y
since May 19, 2014
In the industry
22 y
since Mar 12, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Good Life Wealth Management LLC state registered currentsince May 19, 2014 · Hot Springs, Ar
- Stratford Consulting, LLC formerJan 26, 2012 to Mar 10, 2014 · Addison, Tx
- Milkie/Ferguson Investments, Inc. unclassifiedJun 13, 2008 to Dec 31, 2011 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Stratford Consulting, LLC to Good Life Wealth Management LLCleft Mar 10, 2014, registered May 19, 2014 (70 days) · Other
- Milkie/Ferguson Investments, Inc. to Stratford Consulting, LLCleft Dec 31, 2011, registered Jan 26, 2012 (26 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address