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K•••••• E••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

K•••••• E••••• G•••••••

Advisor at C••••• H••••••• L••

PROVIDENCE, RI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Dec 21, 1998 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

K•••••• E••••• G•••••••

Real estate principal · key_crd_individual, shared_individual_crd

Private Equityidentity

K•••••• E••••• G•••••••

Private equity principal · key_crd_individual, shared_individual_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• H••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• H••••••• L••	Independent wealth	Jul 18, 2018	n/a	yes	PROVIDENCE, RI	Current employment
W•••••••• P•••• P•••••••• L••	Independent wealth	Aug 30, 2016	Jul 24, 2018	no	WEST PALM BEACH, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• P•••• P•••••••• L••	C••••• H••••••• L••	Jul 24, 2018	Jul 18, 2018	-6	Firm change	RIA to new firm
G•••••••• F••••••••• I••	W•••••••• P•••• P•••••••• L••	Dec 9, 2005	Aug 30, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
140781:297527:FL:2018-07-24	Jul 24, 2018	Jul 18, 2018	WEST PALM BEACH, FL	Firm change

Relationships

Registered with (4)

→ C••••• H••••••• L••Registered adviserregistration: current employment
Jul 18, 2018 to presentfactForm ADV
→ W•••••••• P•••• P•••••••• L••Registered adviserregistration: previous registration
Aug 30, 2016 to Jul 24, 2018factForm ADV
→ G•••••••• F••••••••• I••Registered adviserregistration: previous registration
Jun 9, 2005 to Dec 9, 2005factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 21, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.