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Advisor at TNT ASSET MANAGEMENT, LLC
ROUND ROCK, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TNT ASSET MANAGEMENT, LLC | Independent wealth | Nov 8, 2010 | n/a | yes | ROUND ROCK, TX | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jan 28, 2013 | Jul 24, 2017 | no | HOUSTON, TX|ROUND ROCK, TX | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2005 | Jan 30, 2013 | no | ROUND ROCK, TX | Previous registration |
| BTS ASSET MANAGEMENT, INC. | Independent wealth | Nov 14, 1997 | Dec 31, 2004 | no | ROUNDROCK, TX | Previous registration |
| SENTRA SECURITIES CORPORATION | n/a | Jan 22, 1992 | Oct 31, 2005 | no | ROUND ROCK, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | n/a | Jul 24, 2017 | n/a | n/a | Departure no registered destination | Departure |
| SAGEPOINT FINANCIAL, INC. | TNT ASSET MANAGEMENT, LLC | Jan 30, 2013 | Nov 8, 2010 | -814 | Firm change after gap | Other |
| SENTRA SECURITIES CORPORATION | BTS ASSET MANAGEMENT, INC. | Oct 31, 2005 | Nov 14, 1997 | -2,908 | Firm change after gap | Other |
| BTS ASSET MANAGEMENT, INC. | SAGEPOINT FINANCIAL, INC. | Dec 31, 2004 | Oct 31, 2005 | 304 | Firm change | Other |