DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 153309
ROUND ROCK, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ISSAM MAHMOUD BAKIR | Certified Financial Planner | ROUND ROCK, TX | 15 | 38 | 4 | no |
| DAH-CHIN CHI | n/a | ROUND ROCK, TX | 9 | 25 | 1 | no |
| TREVOR LAITH BAKIR | Certified Financial Planner | ROUND ROCK, TX | Round Rock, TX | 8 | 11 | n/a | no |
| TARIK RANDALL BAKIR | Certified Financial Planner | ROUND ROCK, TX | 8 | 17 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAKIR, ISSAM, MAHMOUD | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | yes | 01/2010 | Apr 2, 2024 | Jul 9, 2024 |
| BAKIR, TARIK, RANDALL | MANAGING MEMBER | A | yes | 01/2010 | Apr 2, 2024 | Jul 9, 2024 |
| BAKIR, TREVOR, LAITH | MANAGING MEMBER | A | yes | 11/2019 | Apr 2, 2024 | Jul 9, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $175M | $151M | 6 | 4 | 1 | n/a | n/a |
| 2024 | Feb 21, 2025 | $145M | $124M | 6 | 4 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $175M | $145M | 20.4% | n/a | n/a | 6 | 6 | 1 | 0 |