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Advisor at WELLS FARGO ADVISORS
SCOTTSDALE, AZ | RENO, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 2, 2024 | n/a | yes | RENO, NV|SCOTTSDALE, AZ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 16, 2016 | Feb 2, 2024 | no | SAN LUIS OBISPO, CA|Scottsdale, AZ|PHOENIX, AZ|SAN LUIS OBISPO, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 13, 2016 | no | San Luis Obispo, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 14, 2009 | Jun 1, 2009 | no | SAN LUIS OBISPO, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 15, 2001 | Apr 22, 2009 | no | SAN LUIS OBISPO, CA|SANTA MARIA, CA|SAN LUIS OBISPO, CA|SAN LUIS OBISPO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Feb 2, 2024 | Feb 2, 2024 | 0 | Channel change | Wirehouse to wirehouse |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jun 13, 2016 | May 16, 2016 | -28 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | MORGAN STANLEY & CO. LLC | Apr 22, 2009 | Apr 14, 2009 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:CA:2024-02-02 | Feb 2, 2024 | Feb 2, 2024 | SAN LUIS OBISPO, CA | Firm change |
| 149777:19616:CA:2016-06-13 | Jun 13, 2016 | May 16, 2016 | SAN LUIS OBISPO, CA | Firm change |