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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

CRAIG CROFTON FRIEDERS

Advisor at RB CAPITAL MANAGEMENT, LLC

Walnut Creek, CA

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Search this name across graphsid dfx:ria:de68e7bf-be3b-483d-6107-eb42878aadcb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RB CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 14, 1997
First registration: Apr 11, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2817574

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RB CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 8, 2016	n/a	yes	Walnut Creek, CA	Current employment
RB CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 14, 2005	Dec 31, 2015	no	BRISBANE, CA\|WALNUT CREEK, CA\|WALNUT CREEK, CA\|RENO, NV	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Sep 15, 2003	Oct 6, 2004	no	BRISBANE, CA	Previous registration
OPPENHEIMER ASSET MANAGEMENT	Bd affiliated wealth	Apr 15, 2003	Sep 16, 2003	no	NEW YORK, NY	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jan 3, 2003	Apr 15, 2003	no	SAN FRANCISCO, CA	Previous registration
CIBC WORLD MARKETS CORP.	n/a	Apr 11, 2002	Jan 3, 2003	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GUNNALLEN FINANCIAL, INC	RB CAPITAL MANAGEMENT, LLC	Oct 6, 2004	Jun 14, 2005	251	Firm change	Other
OPPENHEIMER ASSET MANAGEMENT	GUNNALLEN FINANCIAL, INC	Sep 16, 2003	Sep 15, 2003	-1	Firm change	Other
OPPENHEIMER & CO. INC.	OPPENHEIMER ASSET MANAGEMENT	Apr 15, 2003	Apr 15, 2003	0	Bulk transfer	Other
CIBC WORLD MARKETS CORP.	OPPENHEIMER & CO. INC.	Jan 3, 2003	Jan 3, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ RB CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 14, 2005 to Dec 31, 2015factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Sep 15, 2003 to Oct 6, 2004factForm ADV
→ OPPENHEIMER ASSET MANAGEMENTRegistered adviserregistration: previous registration
Apr 15, 2003 to Sep 16, 2003factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jan 3, 2003 to Apr 15, 2003factForm ADV
→ CIBC WORLD MARKETS CORP.Registered adviserregistration: previous registration
Apr 11, 2002 to Jan 3, 2003factForm ADV

Dated events

No dated event names this entity yet.