DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Craig Crofton Frieders
Feed of 09/14/2026
At current firm
10 y
since Jan 8, 2016
In the industry
29 y
since Jul 14, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Rb Capital Management, LLC independent RIA currentsince Jan 8, 2016 · Walnut Creek, Ca
- Rb Capital Management, LLC independent RIAJun 14, 2005 to Dec 31, 2015 · Brisbane, Ca
- Gunnallen Financial, Inc unclassifiedSep 15, 2003 to Oct 6, 2004 · Brisbane, Ca
- Oppenheimer Asset Management BD affiliatedApr 15, 2003 to Sep 16, 2003 · New York, Ny
- Oppenheimer & Co. Inc. BD affiliatedJan 3, 2003 to Apr 15, 2003 · San Francisco, Ca
- Cibc World Markets Corp. unclassifiedApr 11, 2002 to Jan 3, 2003 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Gunnallen Financial, Inc to Rb Capital Management, LLCleft Oct 6, 2004, registered Jun 14, 2005 (251 days) · Other
- Oppenheimer Asset Management to Gunnallen Financial, Incleft Sep 16, 2003, registered Sep 15, 2003 (-1 days) · Other
- Oppenheimer & Co. Inc. to Oppenheimer Asset Managementleft Apr 15, 2003, registered Apr 15, 2003 (0 days) · corporate re-registration, not a move
- Cibc World Markets Corp. to Oppenheimer & Co. Inc.left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address