L•• G•• T•••••

Advisor at N•• R••••••• P•••••••

CHARLOTTE, NC | Pawleys Island, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de795e2c-2ccd-0eb0-2dc9-eafe6937fc29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• R••••••• P•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• R••••••• P•••••••	Mixed wealth	Dec 6, 2022	n/a	yes	Pawleys Island, SC\|CHARLOTTE, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 14, 2018	Dec 12, 2022	no	Pawleys Island, SC\|FORT MILL, SC\|MURRELLS INLET, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	N•• R••••••• P•••••••	Dec 12, 2022	Dec 6, 2022	-6	Firm change	Other
W•••• F•••• A•••••••	L•• F•••••••• L••	Dec 26, 2018	Dec 14, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:6413:SC:2018-12-26	Dec 26, 2018	Dec 14, 2018	PAWLEYS ISLAND, SC	Firm change

Relationships

Registered with (3)

→ N•• R••••••• P•••••••Registered adviserregistration: current employment
Dec 6, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 14, 2018 to Dec 12, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 29, 2017 to Dec 26, 2018factForm ADV

Dated events

Occurred
Dec 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de795e2c-2ccd-0eb0-2dc9-eafe6937fc29
First observed: Sep 29, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.