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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLC

CRD 314171

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de80a809-df86-c6b8-60a1-299158f8ba7f

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 7
On other graphs: 0
Observed: Apr 29, 2021 to Aug 25, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.26 fund_share=0.69 institutional_share=0.05 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $148MItem 5.F on the latest filing (2026-08-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $148M
Private client RAUM: $38.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 26%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $49.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 277
Individual clients: 246
High net worth clients: 3
SEC number: 801-121341
CRD: 314171
Filings on the tape: 16
First filed: Apr 29, 2021
Latest filed: Aug 25, 2026
Organised: Limited Liability Company, DE
Website: fairfax-global.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAUL GEORGE DIETRICH	n/a	Arlington, VA	3	37	6	no
LAUREN MARIE Byrne	n/a	Upperville, VA	0	17	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARNEAUD, MARCUS, ANTHONY	CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Mar 31, 2023	Mar 28, 2024
B. RILEY FINANCIAL, INC.	Parent	E	yes	07/2017	Apr 29, 2021	Mar 28, 2024
B. RILEY WEALTH MANAGEMENT HOLDINGS, INC.	DIRECT OWNER	E	yes	03/2021	Apr 29, 2021	Mar 28, 2024
BR FINANCIAL HOLDINGS, LLC	Parent	E	yes	04/2021	Mar 30, 2022	Mar 28, 2024
HASTINGS, CHARLES, PETER	CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER	Na	yes	03/2021	Apr 29, 2021	Mar 28, 2024
MULLEN, MICHAEL, ANTHONY	CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER	Na	yes	03/2021	Mar 30, 2022	Mar 28, 2024
REILLY, ROBERT, XAVIER	MANAGING MEMBER	Na	no	02/2022	Mar 30, 2022	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B. RILEY WEALTH ADVISORS, INC.	n/a	Bd affiliated wealth	$4.2B	N	yes	n/a
B. RILEY WEALTH MANAGEMENT, INC.	n/a	Former SEC adviser	$4.1B	N	yes	n/a
B. RILEY CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	$200M	N	yes	n/a
B. RILEY WEALTH PRIVATE SHARES, LLC	n/a	Asset manager	$47.6M	N	yes	n/a
B. RILEY SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a
B. RILEY WEALTH INSURANCE	n/a	n/a	n/a	N	yes	n/a
B. RILEY WEALTH TAX SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Arlington	Va	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$148M	$148M	7	1	0	n/a	n/a
2024	Apr 11, 2025	$151M	$151M	11	1	0	n/a	n/a
2023	Mar 28, 2024	$186M	$186M	11	1	1	n/a	n/a
2022	Apr 3, 2023	$248M	$248M	11	1	1	n/a	n/a
2021	Mar 30, 2022	n/a	n/a	8	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$148M	$151M	-2.5%	$248M	-15.8%	7	11	0	0

Relationships

Registered with (3)

← ANTHONY MICHAEL HANLEYAdvisorregistration: current employment
Aug 28, 2026 to presentfactForm ADV
← LAUREN MARIE ByrneAdvisorregistration: current employment
May 14, 2026 to presentfactForm ADV
← PAUL GEORGE DIETRICHAdvisorregistration: current employment
Apr 6, 2023 to presentfactForm ADV

Affiliated with (8)

→ B. RILEY WEALTH ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
→ B. RILEY CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserbroker-dealer, common control
factForm ADV
→ B. RILEY WEALTH PRIVATE SHARESRegistered adviserother investment adviser, common control
factForm ADV
← B. RILEY WEALTH ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
← B. RILEY WEALTH PRIVATE SHARESRegistered adviserother investment adviser, common control
factForm ADV
← B. RILEY CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← B RILEY WEALTH MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← MULLEN, MICHAEL, ANTHONYOwnerCO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER, ownership code NA, individual
Mar 30, 2022 to Mar 28, 2024factForm ADV
← ARNEAUD, MARCUS, ANTHONYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2023 to Mar 28, 2024factForm ADV
← HASTINGS, CHARLES, PETEROwnerCO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER, ownership code NA, individual
Apr 29, 2021 to Mar 28, 2024factForm ADV
← B. RILEY FINANCIAL, INC.OwnerPARENT, ownership code E, domestic entity
Apr 29, 2021 to Mar 28, 2024factForm ADV
← B. RILEY WEALTH MANAGEMENT HOLDINGS, INC.OwnerDIRECT OWNER, ownership code E, domestic entity
Apr 29, 2021 to Mar 28, 2024factForm ADV
← BR FINANCIAL HOLDINGS, LLCOwnerPARENT, ownership code E, domestic entity
Mar 30, 2022 to Mar 28, 2024factForm ADV

Owns (1)

← REILLY, ROBERT, XAVIEROwnerMANAGING MEMBER, ownership code NA, individual
Mar 30, 2022 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 28, 2024
Control person left
Michael Markunas (General Counsel) no longer on Schedule A of Fairfax Global Investment Management Llc (listed 2023-04-06, absent 2024-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
Anthony Marcus Arneaud (Chief Compliance Officer) appeared on Schedule A of Fairfax Global Investment Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Control person joined
Anthony Michael Mullen (Co-Chief Executive Officer, Managing Member) appeared on Schedule A of Fairfax Global Investment Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Control person left
Richard Philip Zanone (Chief Operating Officer) no longer on Schedule A of Fairfax Global Investment Management Llc (listed 2021-04-29, absent 2022-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Control person left
Joseph Stephen Bonnema (Chief Administrative Officer) no longer on Schedule A of Fairfax Global Investment Management Llc (listed 2021-04-29, absent 2022-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Control person left
Nell Mary Ann Swain (Chief Financial Officer) no longer on Schedule A of Fairfax Global Investment Management Llc (listed 2021-04-29, absent 2022-03-30)
Form ADVobserved 4 days ago
Occurred
Apr 29, 2021
First Form ADV filing
B. Riley Wealth Sub-Advisers filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de80a809-df86-c6b8-60a1-299158f8ba7f
First observed: Apr 29, 2021
Last observed: Aug 25, 2026 25 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLC

CRD 314171

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:de80a809-df86-c6b8-60a1-299158f8ba7f

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:23 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAUL GEORGE DIETRICH

n/a

Arlington, VA

LAUREN MARIE Byrne

n/a

Upperville, VA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARNEAUD, MARCUS, ANTHONY

CHIEF COMPLIANCE OFFICER

yes

03/2023

Mar 31, 2023

Mar 28, 2024

B. RILEY FINANCIAL, INC.

Parent

yes

07/2017

Apr 29, 2021

Mar 28, 2024

B. RILEY WEALTH MANAGEMENT HOLDINGS, INC.

DIRECT OWNER

yes

03/2021

Apr 29, 2021

Mar 28, 2024

BR FINANCIAL HOLDINGS, LLC

Parent

yes

04/2021

Mar 30, 2022

Mar 28, 2024

HASTINGS, CHARLES, PETER

CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER

yes

03/2021

Apr 29, 2021

Mar 28, 2024

MULLEN, MICHAEL, ANTHONY

CO-CHIEF EXECUTIVE OFFICER, MANAGING MEMBER

yes

03/2021

Mar 30, 2022

Mar 28, 2024

REILLY, ROBERT, XAVIER

MANAGING MEMBER

02/2022

Mar 30, 2022

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

B. RILEY WEALTH ADVISORS, INC.

n/a

Bd affiliated wealth

$4.2B

yes

n/a

B. RILEY WEALTH MANAGEMENT, INC.

n/a

Former SEC adviser

$4.1B

yes

n/a

B. RILEY CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

$200M

yes

n/a

B. RILEY WEALTH PRIVATE SHARES, LLC

n/a

Asset manager

$47.6M

yes

n/a

B. RILEY SECURITIES, INC.

n/a

yes

n/a

B. RILEY WEALTH INSURANCE

n/a

yes

n/a

B. RILEY WEALTH TAX SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Arlington

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$148M

n/a

2024

Apr 11, 2025

$151M

n/a

2023

Mar 28, 2024

$186M

n/a

2022

Apr 3, 2023

$248M

n/a

2021

Mar 30, 2022

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$148M

$151M

-2.5%

$248M

-15.8%