DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fairfax Global Investment Management LLC
Latest filing Aug 25, 2026
First filing on the tape Apr 29, 2021 · 16 filings
SEC status approved since May 28, 2021
RAUM
$148M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
26%
$38.0M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$49.2M
derived; firm RAUM over IAPD count
Employees
7
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$148M as of Aug 25, 2026
Apr 3, 2023$248M then
HNW client RAUM$8.0M as of Aug 25, 2026
Apr 3, 2023$10.6M then
State-registered IARs (5.B.3)1 as of Aug 25, 2026
Mar 30, 20223 then
Employees (5.A)7 as of Aug 25, 2026
Mar 30, 20228 then
Private funds: no history
RAUM -2.5% over the last fiscal year-16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $49.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $533,370derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -34%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$102M69%
- Individuals$30.0M20%
- High-net-worth individuals$8.0M5.4%
- Pension and profit-sharing plans$7.5M5.1%
- Corporations and businesses$34,8740.0%
- Individual clients
- 246reported
- HNW clients
- 3reported
- Pension plan clients
- 17reported
- Charitable clients
- n/areported
- Accounts
- 277reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.26 fund_share=0.69 institutional_share=0.05 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul George Dietrich | Arlington, Va | Apr 6, 2023 | 37 y | 6 |
| Lauren Marie Byrne | Upperville, Va | May 14, 2026 | 17 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Lauren Marie Byrne from Edward JonesMay 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Paul George Dietrich from B. Riley Wealth Advisors, Inc.Apr 6, 2023 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Marcus Arneaud · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- Peter Charles Hastings · Co-Chief Executive Officer, Managing Membercontrolsince 03/2021 · owns less than 5%
- Anthony Michael Mullen · Co-Chief Executive Officer, Managing Membercontrolsince 03/2021 · owns less than 5%
- Xavier Robert Reilly · Managing Membersince 02/2022 · owns less than 5%
Entity owners
- B. Riley Wealth Management Holdings, Inc. · Direct Ownerdirect · owns 75% or more
- B. Riley Financial, Inc. · Parentindirect · owns 75% or more of B. Riley Wealth Management Holdings, Inc. · public reporting company
- Br Financial Holdings, LLC · Parentindirect · owns 75% or more of B. Riley Wealth Management Holdings, Inc.
Related persons
Schedule D 7.A
- B. Riley Capital Managementinvestment advisernRAUM $200M
- B. Riley Securities, Inc.broker-dealern
- B. Riley Wealth Advisors, Inc.investment advisernRAUM $4.2B
- B. Riley Wealth Insurancereal estaten
- B Riley Wealth Managementbroker-dealernRAUM $4.1B
- B. Riley Wealth Private Sharesinvestment advisernRAUM $47.6M
- B. Riley Wealth Tax Services, Inc.insurancen
Advisers that list Fairfax Global Investment Management LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Arlington, VA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 27, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $151,477,759 to $147,743,575, advisors 1 to 1, private clients 378 to 249, offices 0 to 0 (2025-04-11 to 2026-03-27)peers: independent wealth managers, $100M to $500M (5,676)
- employee count dropChange between filings · filing Mar 27, 2026employees (Item 5.A) moved from 11.0 to 7.0 (-36.0%) between the annual amendments of 2025-04-11 and 2026-03-27; the peer median change was 0.0% (507 comparable advisers, 5.0th percentile of changes)peers: independent wealth managers, $100M to $500M (507) · 4.5% percentile
What changed
consecutive filings, newest first
- Accounts · 424 to 277Jan 8, 2026 to Mar 27, 2026
- BD registered reps · 4 to 1Jan 8, 2026 to Mar 27, 2026
- Corporate clients · 10 to 1Jan 8, 2026 to Mar 27, 2026
- HNW clients · 8 to 3Jan 8, 2026 to Mar 27, 2026
- Individual clients · 370 to 246Jan 8, 2026 to Mar 27, 2026
- Pension plan clients · 28 to 17Jan 8, 2026 to Mar 27, 2026
- Employees · 4 to 7Jan 8, 2026 to Mar 27, 2026
- Insurance-licensed employees · 3 to 1Jan 8, 2026 to Mar 27, 2026
- Discretionary RAUM · $151M to $148MJan 8, 2026 to Mar 27, 2026
- HNW RAUM · $6.9M to $8.0MJan 8, 2026 to Mar 27, 2026
- Individual RAUM · $43.0M to $30.0MJan 8, 2026 to Mar 27, 2026
- Pension RAUM · $7.0M to $7.5MJan 8, 2026 to Mar 27, 2026
- RAUM · $151M to $148MJan 8, 2026 to Mar 27, 2026
- Related adviser · false to trueJan 8, 2026 to Mar 27, 2026
- Related broker-dealer · false to trueJan 8, 2026 to Mar 27, 2026
- Financial planning clients · 0 to 0Jul 8, 2025 to Sep 5, 2025
- Employees · 11 to 4Jun 16, 2025 to Jul 8, 2025
- Accounts · 535 to 424Mar 28, 2024 to Apr 11, 2025
- BD registered reps · 8 to 4Mar 28, 2024 to Apr 11, 2025
- Business name · B. RILEY WEALTH PORTFOLIO ADVISERS, LLC to FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLCMar 28, 2024 to Apr 11, 2025
- Corporate clients · 20 to 10Mar 28, 2024 to Apr 11, 2025
- HNW clients · 13 to 8Mar 28, 2024 to Apr 11, 2025
- Individual clients · 441 to 370Mar 28, 2024 to Apr 11, 2025
- Pension plan clients · 54 to 28Mar 28, 2024 to Apr 11, 2025
- Insurance-licensed employees · 6 to 3Mar 28, 2024 to Apr 11, 2025
- HQ city · MEMPHIS to Mar 28, 2024 to Apr 11, 2025
- HQ state · TN to Mar 28, 2024 to Apr 11, 2025
- Legal name · B. RILEY WEALTH PORTFOLIO ADVISERS, LLC to FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLCMar 28, 2024 to Apr 11, 2025
- Other offices · 1 to 0Mar 28, 2024 to Apr 11, 2025
- Discretionary RAUM · $186M to $151MMar 28, 2024 to Apr 11, 2025
- HNW RAUM · $10.3M to $6.9MMar 28, 2024 to Apr 11, 2025
- Individual RAUM · $53.2M to $43.0MMar 28, 2024 to Apr 11, 2025
- Pension RAUM · $7.6M to $7.0MMar 28, 2024 to Apr 11, 2025
- RAUM · $186M to $151MMar 28, 2024 to Apr 11, 2025
- Related adviser · true to falseMar 28, 2024 to Apr 11, 2025
- Related broker-dealer · true to falseMar 28, 2024 to Apr 11, 2025
- Related insurance company · true to falseMar 28, 2024 to Apr 11, 2025
- Accounts · 572 to 535Apr 6, 2023 to Mar 28, 2024
- Corporate clients · 19 to 20Apr 6, 2023 to Mar 28, 2024
- HNW clients · 20 to 13Apr 6, 2023 to Mar 28, 2024
Signals
7 dated events
- Michael Markunas (General Counsel) no longer on Schedule A of Fairfax Global Investment Management Llc (listed 2023-04-06, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Anthony Marcus Arneaud (Chief Compliance Officer) appeared on Schedule A of Fairfax Global Investment Management LlcMar 31, 2023 · Control person joined · fact
- Anthony Michael Mullen (Co-Chief Executive Officer, Managing Member) appeared on Schedule A of Fairfax Global Investment Management LlcMar 30, 2022 · Control person joined · fact
- Richard Philip Zanone (Chief Operating Officer) no longer on Schedule A of Fairfax Global Investment Management Llc (listed 2021-04-29, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Joseph Stephen Bonnema (Chief Administrative Officer) no longer on Schedule A of Fairfax Global Investment Management Llc (listed 2021-04-29, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Nell Mary Ann Swain (Chief Financial Officer) no longer on Schedule A of Fairfax Global Investment Management Llc (listed 2021-04-29, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- B. Riley Wealth Sub-Advisers filed its initial SEC registration (Form ADV)Apr 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- Fairfax-Global.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 1(540) 905-5858reportedpublic record, Form ADV, Aug 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026