DFX Intelligence

K•• A••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

K•• A••••• C••••••••

Advisor at K••••• A•••••••• I•••

FT. LAUDERDALE, FL | OGDEN, UT

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Search this name across graphsid dfx:ria:de80af26-c379-ab3c-25bb-10ca06e8f6d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 24, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Feb 16, 2007	n/a	yes	FT. LAUDERDALE, FL\|OGDEN, UT	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Aug 22, 2001	Feb 16, 2007	no	SOUTH OGDEN, UT\|SOUTH OGDEN, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	K••••• A•••••••• I•••	Feb 16, 2007	Feb 16, 2007	0	Firm change	Other

Relationships

Registered with (2)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 16, 2007 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 22, 2001 to Feb 16, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de80af26-c379-ab3c-25bb-10ca06e8f6d8
First observed: Aug 22, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.