DFX Intelligence

R••••• W••• S•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

R••••• W••• S•••

S••• CAPITAL GROUP, LLC, CRD 310807

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Search this name across graphsid dfx:ria:de908639-1939-b17a-0ca3-84034a8b7097

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2026 to Aug 19, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $11.8M••• Locked
Discretionary RAUM: $11.8M
Private client RAUM: $11.8Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• A•••• S•••	Certified Financial Planner	NORTHLAKE, TX	3	12	5	no

Relationships

Registered with (1)

← C••••••••• A•••• S•••Advisorregistration: previous registration
Jan 14, 2021 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de908639-1939-b17a-0ca3-84034a8b7097
First observed: Aug 19, 2026
Last observed: Aug 19, 2026 35 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.