DFX Intelligence

C••••••••• A•••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C••••••••• A•••• S•••

Advisor at R••••• W••• S•••

NORTHLAKE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dca1bb4d-b32c-c25a-1c2a-e26b32b2b89a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W••• S•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 18, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W••• S•••	State registered	Apr 4, 2023	n/a	yes	NORTHLAKE, TX	Current employment
R••••• W••• S•••	State registered	Jan 14, 2021	Dec 31, 2021	no	NORTHLAKE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• S••••••••• L••	R••••• W••• S•••	May 14, 2020	Jan 14, 2021	245	Firm change	Ibd to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B••• S••••••••• L••	Jan 10, 2019	May 10, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
5393:7691:TX:2015-04-17	Apr 17, 2015	Oct 14, 2016	AUSTIN, TX	Firm change after gap

Relationships

Registered with (5)

→ R••••• W••• S•••Registered adviserregistration: previous registration
Jan 14, 2021 to Dec 31, 2021factForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
May 10, 2019 to May 14, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 14, 2016 to Jan 10, 2019factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dca1bb4d-b32c-c25a-1c2a-e26b32b2b89a
First observed: Jul 23, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.