DFX Intelligence

T••••• D•••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

T••••• D•••• E••••

Advisor at S•••••••• E••••• P•••••••• L•••

West Chester, OH

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Search this name across graphsid dfx:ria:de9a883d-05a0-7741-020a-f4e3999bd472

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• E••••• P•••••••• L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• E••••• P•••••••• L•••	Independent wealth	Jul 22, 2016	n/a	yes	West Chester, OH	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 3, 2023	Nov 28, 2023	no	WEST CHESTER, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	n/a	Nov 28, 2023	n/a	n/a	Departure no registered destination	Departure
F•• S••••••••• C•••••••••	S•••••••• E••••• P•••••••• L•••	Nov 3, 2023	Jul 22, 2016	-2,660

Relationships

Registered with (3)

→ S•••••••• E••••• P•••••••• L•••Registered adviserregistration: current employment
Jul 22, 2016 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 3, 2023 to Nov 28, 2023factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Feb 5, 2001 to Nov 3, 2023factForm ADV

Dated events

Occurred
Nov 28, 2023
Advisor departed, no destination yet
T••••• D•••• E•••• no longer registered at O•••• W•••••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Nov 3, 2023
Advisor changed firm
T••••• D•••• E•••• left F•• S••••••••• C••••••••• for S•••••••• E••••• P•••••••• L••• (registered 2016-07-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:de9a883d-05a0-7741-020a-f4e3999bd472
First observed: Feb 5, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.