DFX Intelligence

B•••• S•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

B•••• S•••••• R•••••••

Advisor at S•••••• S••••••••• I•••

MONROE, GA | COLUMBUS, GA

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Search this name across graphsid dfx:ria:dec01c14-4368-f4bf-0ec4-443cff8134f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• S••••••••• I•••	Bd affiliated wealth	Apr 27, 2011	n/a	yes	MONROE, GA\|COLUMBUS, GA	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Oct 1, 2008	Apr 7, 2011	no	Howey In The Hills, FL\|LAWRENCEVILLE, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	S•••••• S••••••••• I•••	Apr 7, 2011	Apr 27, 2011	20	Firm change	Other
M•• I•••••••• S•••••••• L••	T••••••• I••••••••• M••••••••• I•••	Sep 23, 2008	Oct 1, 2008

Relationships

Registered with (3)

→ S•••••• S••••••••• I•••Registered adviserregistration: current employment
Apr 27, 2011 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 1, 2008 to Apr 7, 2011factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 8, 2008 to Sep 23, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dec01c14-4368-f4bf-0ec4-443cff8134f4
First observed: Nov 19, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.