RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• S•••••• R•••••••
- S•••••• S••••••••• I••• BD affiliated currentsince Apr 27, 2011 · Monroe, Ga
- T••••••• I••••••••• M••••••••• I••• BD affiliatedOct 1, 2008 to Apr 7, 2011 · Howey In The Hills, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 8, 2008 to Sep 23, 2008 · Atlanta, Ga
- T••••••• I••••••••• M••••••••• I••• BD affiliatedNov 19, 2004 to Dec 7, 2007 · Johns Creek, Ga
- T••••••• I••••••••• M••••••••• I••• to S•••••• S••••••••• I•••left Apr 7, 2011, registered Apr 27, 2011 (20 days) · Other
- M•• I•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Sep 23, 2008, registered Oct 1, 2008 (8 days) · Other
- T••••••• I••••••••• M••••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 7, 2007, registered Jan 8, 2008 (32 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address