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J••••• P• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

J••••• P• C••••••••

Advisor at S•••• C•••••• L••

HARRISON, NY

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Search this name across graphsid dfx:ria:dec04307-55e2-337c-32a5-b6ee383b6ccd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• A•••• M••••••••• L••	No RAUM reported	Mar 29, 2026	n/a	yes	HARRISON, NY	Current employment
S•••• C•••••• L••	Independent wealth	Jun 2, 2023	n/a	yes	HARRISON, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S•••• C•••••• L••	Jun 15, 2023	Jun 2, 2023	-13	Firm change	Wirehouse to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:326728:NY:2023-06-05	Jun 15, 2023	Jun 2, 2023	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ S•••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 29, 2026 to presentfactForm ADV
→ S•••• C•••••• L••Registered adviserregistration: current employment
Jun 2, 2023 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 18, 2014 to Jun 15, 2023factForm ADV

Dated events

Occurred
Jun 15, 2023
Advisor changed firm
J••••• P• C•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S•••• C•••••• L•• (registered 2023-06-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dec04307-55e2-337c-32a5-b6ee383b6ccd
First observed: Aug 18, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.