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Advisor at HORNOR, TOWNSEND & KENT, LLC
Norwalk, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Oct 20, 2020 | n/a | yes | Norwalk, CT | Current employment |
| FIDUCIARY ASSET MANAGEMENT LLC | Former SEC adviser | Dec 22, 2009 | Nov 5, 2013 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDUCIARY ASSET MANAGEMENT LLC | HORNOR, TOWNSEND & KENT, LLC | Nov 5, 2013 | Oct 20, 2020 | 2,541 | Firm change after gap | Other |