DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jun 25, 2018 | n/a | yes | Altoona, PA|Indiana, PA|Duncansville, PA | Current employment |
| I••••••••• P••••••••• I••• | Former SEC adviser | Jul 16, 2012 | Sep 25, 2018 | no | SAN ANTONIO, TX|ALTOONA, PA|Danville, KY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• P••••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Sep 25, 2018 | Jun 25, 2018 | -92 | Bulk transfer | Ibd to ibd |
| C••••• A•••••• N••••••• L•• | I••••••••• P••••••••• I••• | Apr 26, 2012 | Jul 16, 2012 |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Oct 11, 2011 | Apr 26, 2012 | no | PORTAGE, PA|ALTOONA, PA | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Oct 27, 2004 | Oct 11, 2006 | no | NEW YORK, NY|DUNCANVILLE, PA|DUNCANSVILLE, PA | Previous registration |
| 81 |
| Firm change |
| Other |
| E•••••••• A•••••••• L•• | C••••• A•••••• N••••••• L•• | Oct 11, 2006 | Oct 11, 2011 | 1,826 | Firm change after gap | Other |