DFX Intelligence

F• O•••••••• S••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

F• O•••••••• S••• L•

CRD 281144

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:deca98ac-0509-1d3c-7569-19c0b9e5c834

Data as of Sep 13, 2016 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2015 to Sep 13, 2016
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $57.0M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 53
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• A••••••••	INTERIM CFO	Na	yes	02/2016	Mar 30, 2016	Sep 13, 2016
B••••••••• G••••••• A••••••	GP OPERATING COMMITTEE MEMBER	Na	yes	02/2016	Mar 30, 2016	Sep 13, 2016

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•• C•••••• A•••••••• L•••	n/a	ASSET_M••••••	$16B	Y	yes	n/a
F••• I• A••••••• L••	n/a	Former SEC adviser	$5.1B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	n/a	no
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$51.0M	$0	53	29	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$57.0M	n/a	n/a	n/a	n/a	53	n/a	n/a	n/a

Relationships

Affiliated with (10)

→ F• I••••• A••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ F• I••••••••• A••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ F••• I• A••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ F• G••••• A••••••• L••Registered adviserother investment adviser, bank, common control

Dated events

Occurred
Oct 8, 2015
First Form ADV filing
Fs Oneequity Manager, L.P. filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:deca98ac-0509-1d3c-7569-19c0b9e5c834
First observed: Oct 8, 2015
Last observed: Sep 13, 2016 122 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (17)

← O•• C•••••• A•••••••• L•••OwnerMEMBER, ownership code E, domestic entity
Oct 8, 2015 to presentfactForm ADV
← H••• D••••OwnerMEMBER, ownership code D, individual
Oct 8, 2015 to presentfactForm ADV
← K••••• M••••••• J•••OwnerGP OPERATING COMMITTEE MEMBER AND EVP, ownership code NA, individual
Oct 8, 2015 to presentfactForm ADV
← B••••••••• G••••••• A••••••OwnerGP OPERATING COMMITTEE MEMBER, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← V•••• J••••• F••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 8, 2015 to presentfactForm ADV
← H••••• N•••• A•••OwnerVICE PRESIDENT, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← F•••••• M••••••• C••••OwnerGP OPERATING COMMITTEE MEMBER, ownership code NA, individual
Oct 8, 2015 to presentfactForm ADV
← T•••••••• R•••••• T•••••OwnerOPERATING COMMITTEE MEMBER, ownership code NA, individual
Oct 8, 2015 to presentfactForm ADV
← C•••••• R••••••• M•••••••OwnerMEMBER, ownership code D, individual
Oct 8, 2015 to presentfactForm ADV
← M•••••• J••••••• R••OwnerVICE PRESIDENT, ownership code NA, individual
Oct 8, 2015 to presentfactForm ADV
← S•••••• T•••••••• M•••••••OwnerVICE PRESIDENT, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← B•••••• A••••••••OwnerINTERIM CFO, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← F••••••• S••••• H•••••••• L•••OwnerMEMBER, ownership code E, domestic entity
Oct 8, 2015 to presentfactForm ADV
← F• O•••••••• S•• G•• L••OwnerMEMBER, ownership code E, domestic entity
Oct 8, 2015 to presentfactForm ADV
← F••• M••••••• L••OwnerMEMBER, ownership code D, domestic entity
Oct 8, 2015 to presentfactForm ADV
← O•• C•••••• A•••••••• G• L••OwnerPARTNER, ownership code D, domestic entity
Mar 30, 2016 to presentfactForm ADV
← O•• C•••••• H•••••••• L•••OwnerMEMBER, ownership code D, domestic entity
Mar 30, 2016 to presentfactForm ADV