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Advisor at CAPITAL ANALYSTS
Columbus, OH | COLUMBUS, OH | Crystal Lake, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | Bd affiliated wealth | Nov 29, 2023 | n/a | yes | Columbus, OH | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Jul 19, 2017 | n/a | yes | Crystal Lake, IL|COLUMBUS, OH | Current employment |
| LEGEND ADVISORY, LLC | Former SEC adviser | Aug 30, 2012 | Oct 4, 2019 | no | COLUMBUS, OH|PALM BEACH GARDENS, FL | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 6, 2001 | Aug 22, 2012 | no | COLUMBUS, OH|COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGEND ADVISORY, LLC | LINCOLN INVESTMENT | Oct 4, 2019 | Jul 19, 2017 | -807 | Bulk transfer | Other |
| VALIC FINANCIAL ADVISORS, INC. | LEGEND ADVISORY, LLC | Aug 22, 2012 | Aug 30, 2012 | 8 | Firm change | Other |