DFX Intelligence
Reading the graph
Reading the graph
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Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 22, 2026 | n/a | yes | SAN DIEGO, CA|Stevenson Ranch, CA | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 5, 2025 | Sep 24, 2026 | no | STEVENSON RANCH, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | L•• F•••••••• L•• | Sep 24, 2026 | Sep 22, 2026 | -2 | Firm change | Ibd to ibd |
| A•••••• A••••••• S••••••• | C••••• I••••••••• A••••••• L•• | Sep 5, 2025 | Sep 5, 2025 |
| A•••••• A••••••• S••••••• | Former SEC adviser | Dec 18, 2020 | Sep 5, 2025 | no | Stevenson Ranch, CA|DALLAS, TX | Previous registration |
| U••• B•••••• A•••••••• L•• | Bank affiliated wealth | Aug 14, 2017 | Dec 1, 2020 | no | PANORAMA CITY, CA|BURBANK, CA|NORTHRIDGE, CA|LA CANADA, CA|SHERMAN OAKS, CA|ENCINO, CA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 20, 2012 | Jul 27, 2017 | no | LOS ANGELES, CA|GRANADA HILLS, CA|GRANADA HILLS, CA|NEW YORK, NY|MISSION HILLS, CA|MISSION HILLS, CA|NORTHRIDGE, CA|GRANADA HILLS, CA|NORTHRIDGE, CA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Feb 28, 2012 | no | BEVERLY HILLS, CA|VALENCIA, CA|LOS ANGELES, CA|WESTLAKE VILLAGE, CA|LOS ANGELES, CA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Oct 9, 2008 | Jan 3, 2011 | no | VALENCIA, CA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| U••• B•••••• A•••••••• L•• | A•••••• A••••••• S••••••• | Dec 1, 2020 | Dec 18, 2020 | 17 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U••• B•••••• A•••••••• L•• | Jul 27, 2017 | Aug 14, 2017 | 18 | Firm change | Other |
| W•••• F•••• A••••••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Feb 28, 2012 | Mar 20, 2012 | 21 | Firm change | Wirehouse to wirehouse |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |