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Advisor at BISON WEALTH, LLC
WEST DES MOINES, IA | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BISON WEALTH, LLC | Independent wealth | Jan 2, 2025 | n/a | yes | WEST DES MOINES, IA|ATLANTA, GA | Current employment |
| BISON WEALTH, LLC | Former SEC adviser | Jan 22, 2023 | Dec 31, 2024 | no | ATLANTA, GA|Clive, IA | Previous registration |
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | Jan 1, 2012 | Mar 31, 2023 | no | WEST DES MONIES, IA|Clive, IA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 22, 2011 | Jan 28, 2016 | no | WEST DES MOINES, IA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Apr 16, 2009 | Jan 3, 2012 | no | WEST DES MOINES, IA|DES MOINES, IA|West Des Moines, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BISON WEALTH, LLC | BISON WEALTH, LLC | Dec 31, 2024 | Jan 2, 2025 | 2 | Channel change | RIA to RIA |
| INDEPENDENT FINANCIAL PARTNERS | BISON WEALTH, LLC | Mar 31, 2023 | Jan 22, 2023 | -68 | Firm change after gap | Ibd to RIA |
| LPL FINANCIAL LLC | INDEPENDENT FINANCIAL PARTNERS | Jan 28, 2016 | Jan 1, 2012 | -1,488 | Firm change after gap | Other |
| PRINCIPAL SECURITIES, INC. | LPL FINANCIAL LLC | Jan 3, 2012 | Dec 22, 2011 | -12 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165931:299805:IA:2024-12-31 | Dec 31, 2024 | Jan 2, 2025 | CLIVE, IA | Firm change |