M•••• D• R•••

Advisor at A••••••••• L••

LOS ANGELES, CA | San Diego, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 30, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Jan 4, 2016	n/a	yes	San Diego, CA\|LOS ANGELES, CA	Current employment
H••••••• A••••••••• I•••	Former SEC adviser	Mar 26, 2014	Jan 4, 2016	no	SOLANA BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• A••••••••• I•••	A••••••••• L••	Jan 4, 2016	Jan 4, 2016	0	Firm change	Other
E••••• J••••	H••••••• A••••••••• I•••	Oct 31, 2011	Mar 26, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
104617:146720:CA:2016-01-04	Jan 4, 2016	Jan 4, 2016	SOLANA BEACH, CA	Firm change

Relationships

Registered with (3)

→ A••••••••• L••Registered adviserregistration: current employment
Jan 4, 2016 to presentfactForm ADV
→ H••••••• A••••••••• I•••Registered adviserregistration: previous registration
Mar 26, 2014 to Jan 4, 2016factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 13, 2011 to Oct 31, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 13, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.