DFX Intelligence
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Reading the graph
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Advisor at D•••••••• A••••••• S•••••••• L••
SOUTH JORDAN, UT | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D•••••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Sep 13, 2023 | n/a | yes | LOS ANGELES, CA|SOUTH JORDAN, UT | Current employment |
| D••• I••••••••• L•• | Former SEC adviser | Aug 30, 2023 | Jan 2, 2024 | no | LOS ANGELES, CA|SANDY, UT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••• I••••••••• L•• | D•••••••• A••••••• S•••••••• L•• | Jan 2, 2024 | Sep 13, 2023 | -111 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155576:326060:CA:2023-12-22 | Jan 2, 2024 | Sep 13, 2023 | LOS ANGELES, CA | Firm change after gap |