DFX Intelligence

J•••• T•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J•••• T•••• W•••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | DALLAS, TX

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Search this name across graphsid dfx:ria:df041c44-a569-8559-540f-affff63e3d8e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Oct 25, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jul 30, 2026	n/a	yes	DALLAS, TX\|NEW YORK, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 1, 2025	Jun 10, 2025	no	MUSKOGEE, OK\|TULSA, OK\|Tulsa, OK\|TULSA, OK\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••• A••••••• P•••••••	Jun 10, 2025	Jul 30, 2026	415	Firm change after gap	Ibd to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Nov 16, 2024	Apr 1, 2025

Relationships

Registered with (5)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jul 30, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 1, 2025 to Jun 10, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 20, 2023 to Nov 16, 2024factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Jun 10, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 16, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 9, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 11, 2023
A•••••• firm change

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df041c44-a569-8559-540f-affff63e3d8e
First observed: Oct 25, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.