DFX Intelligence

A••••• P••• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

A••••• P••• N•••••••••

Advisor at B•••••• W••••• M••••••••• C••••

Lone Tree, CO

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Search this name across graphsid dfx:ria:df0622a4-fbe6-8fe5-8c4f-971a9627cf96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• W••••• M••••••••• C••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• W••••• M••••••••• C••••	Independent wealth	Jan 1, 2025	n/a	yes	Lone Tree, CO	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Sep 23, 2016	Sep 26, 2018	no	Lone Tree, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	B•••••• W••••• M••••••••• C••••	Sep 26, 2018	Jan 1, 2025	2,289	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ B•••••• W••••• M••••••••• C••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 23, 2016 to Sep 26, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df0622a4-fbe6-8fe5-8c4f-971a9627cf96
First observed: Sep 23, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.