DFX Intelligence

B•••••• W••••• M••••••••• C••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

B•••••• W••••• M••••••••• C••••

CRD 159533

ROYAL OAK, MI

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Search this name across graphsid dfx:ria:75038e6b-1aab-2906-338a-ca38ac744918

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Jun 25, 2020 to Jul 23, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $314M••• Locked
Discretionary RAUM: $293M
Private client RAUM: $291Mderived••• Locked
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $105Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• P••• N•••••••••	n/a	Lone Tree, CO	1	20	1	no
K•••••• M••• B••••••	Chartered Financial Analyst	Royal Oak, MI	1	16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• K••••••• M•••	President	E	yes	10/2011	Jun 25, 2020	Mar 29, 2024
N••••••••• A•••••• P•••	CHIEF INVESTMENT OFFICER	B	yes	01/2023	Mar 30, 2023	Mar 29, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$314M	$278M	12.9%	$144M	29.8%	4	5	2	2

Relationships

Registered with (3)

← A••••• P••• N•••••••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← K•••••• M••• B••••••Advisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← D••••• J•••• H••••••Advisorregistration: previous registration
Sep 18, 2018 to Apr 19, 2022factForm ADV

Controls (2)

Dated events

Occurred
Mar 21, 2025
Regulatory AUM changed
B•••••• W••••• M••••••••• C•••• reported RAUM $278.4M, up 75% from $158.9M (2024-03-29 to 2025-03-21)
Form ADVobserved 7 days ago
$120M
Occurred
Mar 30, 2023
Control person joined
P••• A••••• N••••••••• (Chief Investment Officer) appeared on Schedule A of B•••••• W••••• M••••••••• C••••
Form ADVobserved 7 days ago
Occurred
Apr 19, 2022
Advisor changed firm
D••••• J•••• H•••••• left B•••••• W••••• M••••••••• C•••• for Creative Planning (registered 2022-04-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75038e6b-1aab-2906-338a-ca38ac744918
First observed: Jun 25, 2020
Last observed: Jul 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.