DFX Intelligence
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Reading the graph
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Advisor at S•••••••• F•••••••• G••••• P••
MESA, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• F•••••••• G••••• P•• | State registered | Apr 1, 2015 | n/a | yes | MESA, AZ | Current employment |
| V•••• C•••••• P•••••••• L•• | Independent wealth | Jan 1, 2015 | Mar 9, 2015 | no | GILBERT, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V•••• C•••••• P•••••••• L•• | S•••••••• F•••••••• G••••• P•• | Mar 9, 2015 | Apr 1, 2015 | 23 | Firm change | Other |
| L•• F•••••••• L•• | V•••• C•••••• P•••••••• L•• | Sep 12, 2013 | Oct 23, 2013 |
| V•••• C•••••• P•••••••• L•• | Independent wealth | Oct 23, 2013 | Dec 31, 2014 | no | GILBERT, AZ | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 2, 2013 | Sep 12, 2013 | no | GILBERT, AZ|GILBERT, AZ|SAN DIEGO, CA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 7, 2010 | Dec 31, 2012 | no | FORT MILL, SC|GILBERT, AZ|CHANDLER, AZ|TEMPE, AZ|GILBERT, AZ|GILBERT, AZ|GILBERT, AZ | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Mar 13, 2003 | Feb 6, 2007 | no | BEAVERCREEK, OH|DAYTON, OH | Previous registration |
| 41 |
| Firm change |
| Other |