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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

JOHN DENNIS KELLY

Advisor at REGAL INVESTMENT ADVISORS LLC

Monroe, LA | KENTWOOD, MI

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Search this name across graphsid dfx:ria:df277a07-3ab5-ff20-4563-595d5b29b89b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGAL INVESTMENT ADVISORS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Apr 8, 1992
First registration: Apr 11, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1531103

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Jun 28, 2021	n/a	yes	Monroe, LA\|KENTWOOD, MI	Current employment
CARRINGTON ADVISORS, LLC	State registered	Apr 1, 2021	Jun 28, 2021	no	DALLAS, TX\|MONROE, LA	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Nov 27, 2013	Apr 1, 2021	no	MONROE, LA\|KENTWOOD, MI	Previous registration
ONYX WEALTH ADVISORS, INC.	Former SEC adviser	Sep 27, 2007	Dec 31, 2013	no	DALLAS, TX	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 11, 2002	Sep 27, 2007	no	MONROE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CARRINGTON ADVISORS, LLC	REGAL INVESTMENT ADVISORS LLC	Jun 28, 2021	Jun 28, 2021	0	Firm change	Other
REGAL INVESTMENT ADVISORS LLC	CARRINGTON ADVISORS, LLC	Apr 1, 2021	Apr 1, 2021	0	Firm change	Ibd to state RIA
ONYX WEALTH ADVISORS, INC.	REGAL INVESTMENT ADVISORS LLC	Dec 31, 2013	Nov 27, 2013	-34	Firm change after gap	Other
VOYA FINANCIAL ADVISORS, INC.	ONYX WEALTH ADVISORS, INC.	Sep 27, 2007	Sep 27, 2007	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125004:311522:MI:2021-04-01	Apr 1, 2021	Apr 1, 2021	KENTWOOD, MI	Firm change

Relationships

Registered with (4)

→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Nov 27, 2013 to Apr 1, 2021factForm ADV
→ CARRINGTON ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2021 to Jun 28, 2021factForm ADV
→ ONYX WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 27, 2007 to Dec 31, 2013factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 11, 2002 to Sep 27, 2007factForm ADV

Dated events

No dated event names this entity yet.