DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Dennis Kelly
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
5 y
since Jun 28, 2021
In the industry
34 y
since Apr 8, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Regal Investment Advisors LLC BD affiliated currentsince Jun 28, 2021 · Monroe, La
- Carrington Advisors, LLC state registeredApr 1, 2021 to Jun 28, 2021 · Dallas, Tx
- Regal Investment Advisors LLC BD affiliatedNov 27, 2013 to Apr 1, 2021 · Monroe, La
- Onyx Wealth Advisors, Inc. formerSep 27, 2007 to Dec 31, 2013 · Dallas, Tx
- Voya Financial Advisors, Inc. BD affiliatedApr 11, 2002 to Sep 27, 2007 · Monroe, La
Moves
a registration end followed by a registration begin elsewhere
- Carrington Advisors, LLC to Regal Investment Advisors LLCleft Jun 28, 2021, registered Jun 28, 2021 (0 days) · Other
- Regal Investment Advisors LLC to Carrington Advisors, LLCleft Apr 1, 2021, registered Apr 1, 2021 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- Onyx Wealth Advisors, Inc. to Regal Investment Advisors LLCleft Dec 31, 2013, registered Nov 27, 2013 (-34 days) · Other
- Voya Financial Advisors, Inc. to Onyx Wealth Advisors, Inc.left Sep 27, 2007, registered Sep 27, 2007 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address