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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

ROG IX, LLC

CRD 304142

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df3b3639-ec49-033b-658a-d1595966a16b

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 1
Observed: May 8, 2019 to Mar 26, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

ROG Ix, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $401MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $401M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 43
Advisory employees: 12
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-116760
CRD: 304142
Filings on the tape: 9
First filed: May 8, 2019
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, DE
Website: riverbendenergygroup.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RIVERBEND OIL & GAS IX, LLC	Private Equity Fund	$391M	Mar 29, 2022	16	Mar 21, 2019	dropped	021-334215

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COCHRANE, MATTHEW, DAVID	CHIEF COMPLIANCE OFFICER	Na	yes	04/2019	May 8, 2019	Mar 22, 2024
Newcomer, Randolph	MANAGER/ MEMBER	D	yes	04/2019	May 8, 2019	Mar 22, 2024
RICE, SCOTT	Member	D	yes	04/2019	May 8, 2019	Mar 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROG VI L.L.C.	n/a	Asset manager	$561M	N	yes	n/a
REG X, LP	n/a	n/a	n/a	N	yes	n/a
REG XI, LP	n/a	n/a	n/a	N	yes	n/a
ROG VIII, L.L.C.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Midland	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$401M	$401M	43	12	1	n/a	n/a
2024	Mar 25, 2025	$553M	$553M	37	12	1	n/a	n/a
2023	Mar 22, 2024	$540M	$540M	33	13	1	n/a	n/a
2022	Mar 30, 2023	$503M	$503M	33	13	1	n/a	n/a
2021	Mar 29, 2022	$391M	$391M	29	12	0	1	$391M
2020	Mar 25, 2021	$373M	$373M	26	12	0	1	$373M
2019	Mar 27, 2020	$387M	$387M	24	13	0	1	$387M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$401M	$553M	-27.5%	$503M	-7.3%	43	37	1	1

Relationships

Affiliated with (2)

← ROG VI L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ ROG VI L.L.C.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (3)

← Newcomer, RandolphOwnerMANAGER/ MEMBER, ownership code D, individual
May 8, 2019 to Mar 22, 2024factForm ADV
← RICE, SCOTTOwnerMEMBER, ownership code D, individual
May 8, 2019 to Mar 22, 2024factForm ADV
← COCHRANE, MATTHEW, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 8, 2019 to Mar 22, 2024factForm ADV

Advises (1)

→ RIVERBEND OIL & GAS IX, LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 21, 2019 to Mar 29, 2022factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 26, 2026
Regulatory AUM changed
Rog Ix, Llc reported RAUM $401.0M, down 27% from $553.0M (2025-03-25 to 2026-03-26)
Form ADVobserved 6 days ago
$-152M
Occurred
Mar 30, 2023
Regulatory AUM changed
Rog Ix, Llc reported RAUM $503.1M, up 29% from $390.7M (2022-03-29 to 2023-03-30)
Form ADVobserved 6 days ago
$112M
Occurred
Mar 27, 2020
Regulatory AUM changed
Rog Ix, Llc reported RAUM $386.7M, up 52% from $255.0M (2020-01-21 to 2020-03-27)
Form ADVobserved 6 days ago
$132M
Occurred
May 8, 2019
First Form ADV filing
Rog Ix, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Mar 25, 2025
Rog Ix, Llc reported 12 state-registered advisory representatives, up from 0 (2024-03-22 to 2025-03-25)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df3b3639-ec49-033b-658a-d1595966a16b
First observed: May 8, 2019
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROG IX, LLC

CRD 304142

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df3b3639-ec49-033b-658a-d1595966a16b

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RIVERBEND OIL & GAS IX, LLC

Private Equity Fund

$391M

Mar 29, 2022

Mar 21, 2019

dropped

021-334215

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COCHRANE, MATTHEW, DAVID

CHIEF COMPLIANCE OFFICER

yes

04/2019

May 8, 2019

Mar 22, 2024

Newcomer, Randolph

MANAGER/ MEMBER

yes

04/2019

May 8, 2019

Mar 22, 2024

RICE, SCOTT

Member

yes

04/2019

May 8, 2019

Mar 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROG VI L.L.C.

n/a

Asset manager

$561M

yes

n/a

REG X, LP

n/a

yes

n/a

REG XI, LP

n/a

yes

n/a

ROG VIII, L.L.C.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Midland

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$401M

n/a

2024

Mar 25, 2025

$553M

n/a

2023

Mar 22, 2024

$540M

n/a

2022

Mar 30, 2023

$503M

n/a

2021

Mar 29, 2022

$391M

2020

Mar 25, 2021

$373M

2019

Mar 27, 2020

$387M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$401M

$553M

-27.5%

$503M

-7.3%