DFX Intelligence

RIA Intelligence

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SEC-registered adviser

R•• I•• L••

Asset manager (funds and pooled vehicles)Houston, TexasCRD 304142SEC 801-116760website IAPD

Latest filing Mar 26, 2026

First filing on the tape May 8, 2019 · 9 filings

SEC status approved since Jun 7, 2019

RAUM

$401M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

12 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$401M as of Mar 26, 2026

Mar 27, 2020$387M then

HNW client RAUM: no history

State-registered IARs (5.B.3)12 as of Mar 26, 2026

Mar 27, 20200 then

Employees (5.A)43 as of Mar 26, 2026

Mar 27, 202024 then

Private funds1 as of Mar 29, 2022

Mar 27, 20201 then

RAUM -27% over the last fiscal year-7.3% a year over threeIARs 12 to 12

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

RAUM per advisor: $33.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $401MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 3.6derivedItem 5.A over advisors
Advisors per office: 6.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: -27%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$401M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
R•••••••• O•• • G•• I•• L••no longer reported	Private Equity Fund	$391M	16	Mar 21, 2019

Owners and control persons

Schedule A and B, latest filing

C•••••••• M••••••• D•••• · Chief Compliance Officercontrol
since 04/2019 · owns less than 5%
N•••••••• R••••••• · Manager/ Membercontrol
since 04/2019 · owns 50% to 75%
R•••• S•••• · Membercontrol
since 04/2019 · owns 50% to 75%

Related persons

Schedule D 7.A

R•• X• L•
investment adviserpooled vehicle sponsorn
R•• X•• L•
investment adviserpooled vehicle sponsorn
R•• V• L•••••
investment adviserpooled vehicle sponsornRAUM $561M
R•• V•••• L•••••
investment adviserpooled vehicle sponsorn

Advisers that list R•• I•• L•• as a related person

285639 n

Offices

Schedule D 1.F, the 25 largest

Midland, TX1 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

RAUM down advisors stableCombination · filing Mar 26, 2026
peers: asset managers, $100M to $500M (1,568)
RAUM down 25 %Change between filings · filing Mar 26, 2026
RAUM (Item 5.F) moved from $553,040,588 to $400,979,767 (-27.0%) between the annual amendments of 2025-03-25 and 2026-03-26; the peer median change was +4.0% (1145 comparable advisers, 10.0th percentile of changes)
peers: asset managers, $100M to $500M (1,145) · 9.5% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Employees · 37 to 43
Mar 25, 2025 to Mar 26, 2026
Discretionary RAUM · $553M to $401M
Mar 25, 2025 to Mar 26, 2026
Pooled vehicle RAUM · $553M to $401M
Mar 25, 2025 to Mar 26, 2026
RAUM · $553M to $401M
Mar 25, 2025 to Mar 26, 2026
Advisory employees · 13 to 12
Mar 22, 2024 to Mar 25, 2025
Employees · 33 to 37
Mar 22, 2024 to Mar 25, 2025
Financial planning clients · unset to
Mar 22, 2024 to Mar 25, 2025
State-registered IARs · 0 to 12
Mar 22, 2024 to Mar 25, 2025
Discretionary RAUM · $540M to $553M
Mar 22, 2024 to Mar 25, 2025
Pooled vehicle RAUM · $540M to $553M
Mar 22, 2024 to Mar 25, 2025
RAUM · $540M to $553M
Mar 22, 2024 to Mar 25, 2025
Discretionary RAUM · $503M to $540M
Mar 30, 2023 to Mar 22, 2024
Pooled vehicle RAUM · $503M to $540M
Mar 30, 2023 to Mar 22, 2024
RAUM · $503M to $540M
Mar 30, 2023 to Mar 22, 2024
Advisory employees · 12 to 13
Mar 29, 2022 to Mar 30, 2023
Employees · 29 to 33
Mar 29, 2022 to Mar 30, 2023
Other offices · 0 to 1
Mar 29, 2022 to Mar 30, 2023
Private funds · 1 to unset
Mar 29, 2022 to Mar 30, 2023
Discretionary RAUM · $391M to $503M
Mar 29, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $391M to $503M
Mar 29, 2022 to Mar 30, 2023
RAUM · $391M to $503M
Mar 29, 2022 to Mar 30, 2023
Employees · 26 to 29
Mar 25, 2021 to Mar 29, 2022
Discretionary RAUM · $373M to $391M
Mar 25, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $373M to $391M
Mar 25, 2021 to Mar 29, 2022
RAUM · $373M to $391M
Mar 25, 2021 to Mar 29, 2022
Advisory employees · 13 to 12
Mar 27, 2020 to Mar 25, 2021
Employees · 24 to 26
Mar 27, 2020 to Mar 25, 2021
Discretionary RAUM · $387M to $373M
Mar 27, 2020 to Mar 25, 2021
Pooled vehicle RAUM · $387M to $373M
Mar 27, 2020 to Mar 25, 2021
RAUM · $387M to $373M
Mar 27, 2020 to Mar 25, 2021
Accounts · 2 to 1
Jan 21, 2020 to Mar 27, 2020
Pooled vehicle clients · 2 to 1
Jan 21, 2020 to Mar 27, 2020
Discretionary RAUM · $255M to $387M
Jan 21, 2020 to Mar 27, 2020
Pooled vehicle RAUM · $255M to $387M
Jan 21, 2020 to Mar 27, 2020
RAUM · $255M to $387M
Jan 21, 2020 to Mar 27, 2020

Signals

5 dated events

R•• I•• L•• reported RAUM $401.0M, down 27% from $553.0M (2025-03-25 to 2026-03-26)
Mar 26, 2026 · RAUM change · derived
R•• I•• L•• reported 12 state-registered advisory representatives, up from 0 (2024-03-22 to 2025-03-25)
Mar 25, 2025 · Advisor headcount change · derived
R•• I•• L•• reported RAUM $503.1M, up 29% from $390.7M (2022-03-29 to 2023-03-30)
Mar 30, 2023 · RAUM change · derived
R•• I•• L•• reported RAUM $386.7M, up 52% from $255.0M (2020-01-21 to 2020-03-27)
Mar 27, 2020 · RAUM change · derived
R•• I•• L•• filed its initial SEC registration (Form ADV)
May 8, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

R•• I•• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/riverbend-energy-group/mycompanyreportedpublic record, Form ADV, Sep 21, 2026
Website: r•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 713-874-9000reportedpublic record, Form ADV, Mar 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026