DFX Intelligence

S••••• W• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

S••••• W• P••••••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:df42d3e6-5d86-1319-11e2-8870bb42b25b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Sep 16, 2020	n/a	yes	SAN DIEGO, CA\|ALPHARETTA, GA	Current employment
R••••• F••••••••	Former SEC adviser	Jan 22, 2021	Jun 30, 2022	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R••••• F••••••••	Aug 16, 2024	Jan 22, 2021	-1,302	Firm change after gap	Other
R••••• F••••••••	n/a	Jun 30, 2022	n/a	n/a

Team moves

••• Locked

Team	Left	Joined	From	Kind
133658:104556:CA:2020-12-31	Dec 31, 2020	Oct 25, 2019	SAN DIEGO, CA	Firm change after gap
111133:133658:CA:2019-10-24	Oct 25, 2019	Dec 9, 2010	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (5)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Sep 16, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 17, 2020 to Aug 16, 2024factForm ADV
→ R••••• F••••••••Registered adviserregistration: previous registration
Jan 22, 2021 to Jun 30, 2022factForm ADV
→ A•••••• A••••••• S•••••••

Dated events

Occurred
Aug 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 30, 2022
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df42d3e6-5d86-1319-11e2-8870bb42b25b
First observed: Jan 24, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.