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Advisor at JTD FINANCIAL SERVICES, LLC
BEDFORD, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JTD FINANCIAL SERVICES, LLC | State registered | Feb 27, 2008 | n/a | yes | BEDFORD, NH | Current employment |
| STERLING FINANCIAL SERVICES, LLC | Former SEC adviser | Jan 19, 2007 | Dec 12, 2008 | no | HOLLIS, NH|CONCORD, NH | Previous registration |
| CANTELLA & CO., INC. | Former SEC adviser | Aug 16, 2005 | Dec 20, 2006 | no | CONCORD, NH|CONCORD, NH | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 21, 1998 | Aug 29, 2005 | no | NASHUA, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERLING FINANCIAL SERVICES, LLC | JTD FINANCIAL SERVICES, LLC | Dec 12, 2008 | Feb 27, 2008 | -289 | Firm change after gap | Other |
| CANTELLA & CO., INC. | STERLING FINANCIAL SERVICES, LLC | Dec 20, 2006 | Jan 19, 2007 | 30 | Firm change | Other |
| MORGAN STANLEY DW INC. | CANTELLA & CO., INC. | Aug 29, 2005 | Aug 16, 2005 | -13 | Firm change | Other |