RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• G•••••• D•••••
- J•• F•••••••• S•••••••• L•• state registered currentsince Feb 27, 2008 · Bedford, Nh
- S••••••• F•••••••• S•••••••• L•• formerJan 19, 2007 to Dec 12, 2008 · Hollis, Nh
- C••••••• • C••• I••• formerAug 16, 2005 to Dec 20, 2006 · Concord, Nh
- M••••• S•••••• D• I••• unclassifiedSep 21, 1998 to Aug 29, 2005 · Nashua, Nh
- S••••••• F•••••••• S•••••••• L•• to J•• F•••••••• S•••••••• L••left Dec 12, 2008, registered Feb 27, 2008 (-289 days) · Other
- C••••••• • C••• I••• to S••••••• F•••••••• S•••••••• L••left Dec 20, 2006, registered Jan 19, 2007 (30 days) · Other
- M••••• S•••••• D• I••• to C••••••• • C••• I•••left Aug 29, 2005, registered Aug 16, 2005 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address