S•••• C•••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df639eb2-2fd7-51ca-5d7a-f392ea159356

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Mar 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jan 6, 2024	n/a	yes	LOS ANGELES, CA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 26, 2012	Mar 30, 2023	no	Agoura Hills, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Mar 30, 2023	Jan 6, 2024	282	Firm change	Other
C•••• I••••••••• S••••••• C••••	A••••••••• F•••••••• S•••••••• L••	Jul 8, 2011	Oct 26, 2012

Relationships

Registered with (4)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Jan 6, 2024 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 26, 2012 to Mar 30, 2023factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Jul 2, 2010 to Jul 8, 2011factForm ADV
→ W•••• F•••• I••••••••• L••

Dated events

Occurred
Mar 30, 2023
Advisor changed firm
S•••• C••• left A••••••••• F•••••••• S•••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df639eb2-2fd7-51ca-5d7a-f392ea159356
First observed: Mar 24, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.