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Advisor at MCF ADVISORS, LLC
Lexington, KY | LEXINGTON, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MCF ADVISORS, LLC | Independent wealth | Nov 4, 2021 | n/a | yes | LEXINGTON, KY|Lexington, KY | Current employment |
| FWG INVESTMENTS, LLC | Independent wealth | Apr 19, 2021 | Sep 28, 2021 | no | LEXINGTON, KY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 16, 2019 | Nov 23, 2020 | no | BRENTWOOD, TN|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FWG INVESTMENTS, LLC | MCF ADVISORS, LLC | Sep 28, 2021 | Nov 4, 2021 | 37 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FWG INVESTMENTS, LLC | Nov 23, 2020 | Apr 19, 2021 | 147 | Firm change | Wirehouse to RIA |