DFX Intelligence

G••••• B•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

G••••• B•••••• M••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df7af1a2-6d5b-c83c-f07d-76c0f38f8272

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 30, 2022	n/a	yes	SOMERVILLE, TN\|MEMPHIS, TN\|SOMERVILLE, TN\|SAN DIEGO, CA\|MEMPHIS, TN	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Dec 2, 2013	Nov 30, 2022	no	MEMPHIS, TN\|Chapel Hill, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	L•• F•••••••• L••	Nov 30, 2022	Nov 30, 2022	0	Firm change	Ibd to RIA
B••••••••• I••••••••• S•••••••• I•••	O•••• I••••••••• I•••	Dec 2, 2013	Dec 2, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
35371:6413:NC:2022-11-30	Nov 30, 2022	Nov 30, 2022	CHAPEL HILL, NC	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 30, 2022 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 2, 2013 to Nov 30, 2022factForm ADV
→ B••••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 13, 2008 to Dec 2, 2013factForm ADV
→ M••••• K••••• • C••••••• L••

Dated events

Occurred
Nov 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df7af1a2-6d5b-c83c-f07d-76c0f38f8272
First observed: Nov 21, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.