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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MACQUARIE GLOBAL OPPORTUNITIES PARTNERS LLC

CRD 146688

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df7df283-4738-5dbf-5702-1846f33fbe07

Data as of Jun 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 1
Observed: Dec 20, 2011 to Jun 29, 2012
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Macquarie Global Opportunities Partners LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $105MItem 5.F on the latest filing (2012-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $90.9Mgross asset value as reported per fund; never fund size
Custody, client assets: $64.8M
SEC number: 801-69048
CRD: 146688
Filings on the tape: 3
First filed: Dec 20, 2011
Latest filed: Jun 29, 2012
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COOK, MICHAEL	DIRECTOR/PRESIDENT	Na	yes	05/2007	Dec 20, 2011	Jun 29, 2012
MACQUARIE CAPITAL GROUP LIMITED	Owner	E	yes	05/2001	Dec 20, 2011	Jun 29, 2012
MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LIMITED	Owner	E	yes	12/2006	Dec 20, 2011	Jun 29, 2012
MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED	Owner	E	yes	03/1994	Dec 20, 2011	Jun 29, 2012
MACQUARIE FINANCIAL HOLDINGS LIMITED	Owner	E	yes	02/2007	Dec 20, 2011	Jun 29, 2012
MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTD	Owner	E	yes	02/2007	Dec 20, 2011	Jun 29, 2012
MACQUARIE GROUP LIMITED	Owner	E	yes	10/2006	Dec 20, 2011	Jun 29, 2012
MACQUARIE HOLDINGS (U.S.A.) INC.	Owner	E	yes	11/2007	Dec 20, 2011	Jun 29, 2012
MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC.	SOLE MEMBER/DIRECT 100% OWNER	E	yes	05/2007	Dec 20, 2011	Jun 29, 2012
RUBIN, AARON, JAMES	DIRECTOR/VICE PRESIDENT	Na	yes	02/2011	Dec 20, 2011	Jun 29, 2012
WEGENAAR, REES	Director	Na	yes	02/2011	Dec 20, 2011	Jun 29, 2012
BLAKE, JAMES, EDWARD	CHIEF COMPLIANCE OFFICER	Na	no	08/2011	Dec 20, 2011	Jun 29, 2012
KERNAN, MICHAEL, EDWARD	VICE PRESIDENT/ASSISTANT SECRETARY	Na	no	02/2011	Dec 20, 2011	Jun 29, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MACQUARIE INFRASTRUCTURE PARTNERS INC.	n/a	Asset manager	$49B	N	yes	n/a
MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC.	n/a	Former SEC adviser	$3.9B	Y	yes	n/a
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC	n/a	Former SEC adviser	$1.9B	N	yes	n/a
AFRICAN INFRASTRUCTURE INVESTMENT MANAGERS (PTY) LIMITED	n/a	n/a	n/a	N	no	n/a
AMPCI MACQUARIE INFRASTRUCTURE MANAGEMENT NO 1 LIMITED	n/a	n/a	n/a	N	no	n/a
AMPCI MACQUARIE INFRASTRUCTURE MANAGEMENT NO 2 LIMITED	n/a	n/a	n/a	N	no	n/a
COMMERCE AND INDUSTRY BROKERAGE INC	n/a	n/a	n/a	N	no	n/a
MACQUARIE ADVANCED INVESTMENT MANAGEMENT LTD	n/a	n/a	n/a	N	no	n/a
MACQUARIE CAPITAL (USA) INC.	n/a	n/a	n/a	N	no	n/a
MACQUARIE CAPITAL ALLIANCE MANAGEMENT LTD	n/a	n/a	n/a	N	no	n/a
MACQUARIE FUND ADVISERS PTY LIMITED	n/a	n/a	n/a	N	no	n/a
MACQUARIE INFRASTRUCTURE AND REAL ASSETS (EUROPE) LIMITED	n/a	n/a	n/a	N	no	n/a
MACQUARIE INFRASTRUCTURE AND REAL ASSETS (SALES) CANADA LTD	n/a	n/a	n/a	N	no	n/a
MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) LIMITED	n/a	n/a	n/a	N	no	n/a
MACQUARIE MIDDLE EAST MANAGEMENT LTD	n/a	n/a	n/a	N	no	n/a
MACQUARIE SHINHAN INFRASTRUCTURE ASSET MANAGEMENT COMPANY LIMITED	n/a	n/a	n/a	N	no	n/a
MACQUARIE SPECIALISED ASSET MANAGEMENT 2 LIMITED	n/a	n/a	n/a	N	no	n/a
MACQUARIE SPECIALISED ASSET MANAGEMENT LIMITED	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Jun 29, 2012	$105M	$0	n/a	n/a	n/a	1	$90.9M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$105M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (3)

→ MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC.Registered adviserother investment adviser, control, common control
factForm ADV
→ MACQUARIE INFRASTRUCTURE PARTNERSRegistered adviserother investment adviser, common control
factForm ADV

Owns (2)

← BLAKE, JAMES, EDWARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 20, 2011 to presentfactForm ADV
← KERNAN, MICHAEL, EDWARDOwnerVICE PRESIDENT/ASSISTANT SECRETARY, ownership code NA, individual
Dec 20, 2011 to presentfactForm ADV

Controls (11)

← RUBIN, AARON, JAMESOwnerDIRECTOR/VICE PRESIDENT, ownership code NA, individual
Dec 20, 2011 to presentfactForm ADV
← COOK, MICHAELOwnerDIRECTOR/PRESIDENT, ownership code NA, individual
Dec 20, 2011 to presentfactForm ADV
← WEGENAAR, REESOwnerDIRECTOR, ownership code NA, individual
Dec 20, 2011 to presentfactForm ADV
← MACQUARIE CAPITAL GROUP LIMITEDOwnerOWNER, ownership code E, foreign entity
Dec 20, 2011 to presentfactForm ADV
← MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LIMITEDOwnerOWNER, ownership code E, foreign entity
Dec 20, 2011 to presentfactForm ADV
← MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITEDOwnerOWNER, ownership code E, foreign entity
Dec 20, 2011 to presentfactForm ADV
← MACQUARIE FINANCIAL HOLDINGS LIMITEDOwnerOWNER, ownership code E, foreign entity
Dec 20, 2011 to presentfactForm ADV
← MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTDOwnerOWNER, ownership code E, foreign entity
Dec 20, 2011 to presentfactForm ADV
← MACQUARIE GROUP LIMITEDOwnerOWNER, ownership code E, foreign entity
Dec 20, 2011 to presentfactForm ADV
← MACQUARIE HOLDINGS (U.S.A.) INC.OwnerOWNER, ownership code E, domestic entity
Dec 20, 2011 to presentfactForm ADV
← MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC.OwnerSOLE MEMBER/DIRECT 100% OWNER, ownership code E, domestic entity
Dec 20, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df7df283-4738-5dbf-5702-1846f33fbe07
First observed: Dec 20, 2011
Last observed: Jun 29, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MACQUARIE GLOBAL OPPORTUNITIES PARTNERS LLC

CRD 146688

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df7df283-4738-5dbf-5702-1846f33fbe07

Data as of Jun 29, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COOK, MICHAEL

DIRECTOR/PRESIDENT

yes

05/2007

Dec 20, 2011

Jun 29, 2012

MACQUARIE CAPITAL GROUP LIMITED

Owner

yes

05/2001

Dec 20, 2011

Jun 29, 2012

MACQUARIE CAPITAL INTERNATIONAL HOLDINGS PTY LIMITED

Owner

yes

12/2006

Dec 20, 2011

Jun 29, 2012

MACQUARIE EQUITIES (US) HOLDINGS PTY LIMITED

Owner

yes

03/1994

Dec 20, 2011

Jun 29, 2012

MACQUARIE FINANCIAL HOLDINGS LIMITED

Owner

yes

02/2007

Dec 20, 2011

Jun 29, 2012

MACQUARIE GROUP (US) HOLDINGS NO.1 PTY LTD

Owner

yes

02/2007

Dec 20, 2011

Jun 29, 2012

MACQUARIE GROUP LIMITED

Owner

yes

10/2006

Dec 20, 2011

Jun 29, 2012

MACQUARIE HOLDINGS (U.S.A.) INC.

Owner

yes

11/2007

Dec 20, 2011

Jun 29, 2012

MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC.

SOLE MEMBER/DIRECT 100% OWNER

yes

05/2007

Dec 20, 2011

Jun 29, 2012

RUBIN, AARON, JAMES

DIRECTOR/VICE PRESIDENT

yes

02/2011

Dec 20, 2011

Jun 29, 2012

WEGENAAR, REES

Director

yes

02/2011

Dec 20, 2011

Jun 29, 2012

BLAKE, JAMES, EDWARD

CHIEF COMPLIANCE OFFICER

08/2011

Dec 20, 2011

Jun 29, 2012

KERNAN, MICHAEL, EDWARD

VICE PRESIDENT/ASSISTANT SECRETARY

02/2011

Dec 20, 2011

Jun 29, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MACQUARIE INFRASTRUCTURE PARTNERS INC.

n/a

Asset manager

$49B

yes

n/a

MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC.

n/a

Former SEC adviser

$3.9B

yes

n/a

MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC

n/a

Former SEC adviser

$1.9B

yes

n/a

AFRICAN INFRASTRUCTURE INVESTMENT MANAGERS (PTY) LIMITED

n/a

AMPCI MACQUARIE INFRASTRUCTURE MANAGEMENT NO 1 LIMITED

n/a

AMPCI MACQUARIE INFRASTRUCTURE MANAGEMENT NO 2 LIMITED

n/a

COMMERCE AND INDUSTRY BROKERAGE INC

n/a

MACQUARIE ADVANCED INVESTMENT MANAGEMENT LTD

n/a

MACQUARIE CAPITAL (USA) INC.

n/a

MACQUARIE CAPITAL ALLIANCE MANAGEMENT LTD

n/a

MACQUARIE FUND ADVISERS PTY LIMITED

n/a

MACQUARIE INFRASTRUCTURE AND REAL ASSETS (EUROPE) LIMITED

n/a

MACQUARIE INFRASTRUCTURE AND REAL ASSETS (SALES) CANADA LTD

n/a

MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) LIMITED

n/a

MACQUARIE MIDDLE EAST MANAGEMENT LTD

n/a

MACQUARIE SHINHAN INFRASTRUCTURE ASSET MANAGEMENT COMPANY LIMITED

n/a

MACQUARIE SPECIALISED ASSET MANAGEMENT 2 LIMITED

n/a

MACQUARIE SPECIALISED ASSET MANAGEMENT LIMITED

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Jun 29, 2012

$105M

n/a

$90.9M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$105M

n/a