DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Macquarie Global Opportunities Partners LLC

Former SEC-registered adviserNew York, New YorkCRD 146688SEC 801-69048IAPD
Latest filing Jun 29, 2012
First filing on the tape Dec 20, 2011 · 3 filings
RAUM
$105M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$90.9M gross assets
History
3 filings and snapshots on the tape
RAUM$105M as of Jun 29, 2012
Dec 20, 2011$110M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2012
Dec 20, 20110 then
Employees (5.A): no history
Private funds1 as of Jun 29, 2012
Mar 29, 20121 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 29, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$105MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Michael Cook · Director/Presidentcontrol
        since 05/2007 · owns less than 5%
      • James Aaron Rubin · Director/Vice Presidentcontrol
        since 02/2011 · owns less than 5%
      • Rees Wegenaar · Directorcontrol
        since 02/2011 · owns less than 5%
      • Edward James Blake · Chief Compliance Officer
        since 08/2011 · owns less than 5%
      • Edward Michael Kernan · Vice President/Assistant Secretary
        since 02/2011 · owns less than 5%
      Entity owners
      • Macquarie Infrastructure And Real Assets Inc. · Sole Member/Direct 100% Owner
        direct · owns 75% or more
      • Macquarie Capital Group Limited · Owner
        indirect · owns 75% or more of Macquarie Capital International Holdngs Pty Limited
      • Macquarie Capital International Holdings Pty Limited · Owner
        indirect · owns 75% or more of Macquarie Group (US) Holdings No.1 Pty Ltd
      • Macquarie Equities (US) Holdings Pty Limited · Owner
        indirect · owns 75% or more of Macquarie Holdings (U.S.A.) Inc.
      • Macquarie Financial Holdings Limited · Owner
        indirect · owns 75% or more of Macquarie Capital Group Limited
      • Macquarie Group (US) Holdings No.1 Pty Ltd · Owner
        indirect · owns 75% or more of Macquarie Equities (US) Holdings Pty Limited
      • Macquarie Group Limited · Owner
        indirect · owns 75% or more of Macquarie Financial Holdings Limited
      • Macquarie Holdings (U.S.A.) Inc. · Owner
        indirect · owns 75% or more of Macquarie Infrastructure And Real Assets Inc.
      Related persons
      Schedule D 7.A
      • African Infrastructure Investment Managers (Pty) Limited
        investment advisern
      • Ampci Macquarie Infrastructure Management No 1 Limited
        investment advisern
      • Ampci Macquarie Infrastructure Management No 2 Limited
        investment advisern
      • Commerce And Industry Brokerage Inc
        real estaten
      • Macquarie Advanced Investment Management Ltd
        investment advisern
      • Macquarie Capital (USA) Inc.
        broker-dealern
      • Macquarie Capital Alliance Management Ltd
        investment advisern
      • Macquarie Capital Investment Management LLC
        investment advisernRAUM $1.9B
      • Macquarie Fund Advisers Pty Limited
        investment advisern
      • Macquarie Infrastructure And Real Assets Inc.
        investment adviseryRAUM $3.9B
      • Macquarie Infrastructure And Real Assets (Europe) Limited
        investment advisern
      • Macquarie Infrastructure And Real Assets (Sales) Canada Ltd
        broker-dealern
      • Macquarie Infrastructure Management (Asia) Limited
        investment advisern
      • Macquarie Infrastructure Partners
        investment advisernRAUM $49B
      • Macquarie Middle East Management Ltd
        investment advisern
      • Macquarie Shinhan Infrastructure Asset Management Company Limited
        investment advisern
      • Macquarie Specialised Asset Management 2 Limited
        investment advisern
      • Macquarie Specialised Asset Management Limited
        investment advisern
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $52.0M to $64.8M
        Mar 29, 2012 to Jun 29, 2012
      • Non-discretionary RAUM · $101M to $105M
        Mar 29, 2012 to Jun 29, 2012
      • RAUM · $101M to $105M
        Mar 29, 2012 to Jun 29, 2012
      • Assets in custody · $60.7M to $52.0M
        Dec 20, 2011 to Mar 29, 2012
      • Insurance-licensed employees · unset to 0.0
        Dec 20, 2011 to Mar 29, 2012
      • Private funds · unset to 1
        Dec 20, 2011 to Mar 29, 2012
      • Non-discretionary RAUM · $110M to $101M
        Dec 20, 2011 to Mar 29, 2012
      • RAUM · $110M to $101M
        Dec 20, 2011 to Mar 29, 2012
      • Related bank · false to true
        Dec 20, 2011 to Mar 29, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026