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RIA / WealthAdvisorCertified Financial Planner20 years in industry

MICHAEL THOMAS HOLLOWAY

Advisor at CERITY PARTNERS LLC

RALEIGH, NC | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df86e467-446e-1b35-6daa-d5e869cac8cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 13, 2006
First registration: Oct 20, 2008
Dual registered: no
Other names: MICHAEL T HOLLOWAY
IAPD individual key: 5202533

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	Apr 1, 2025	n/a	yes	RALEIGH, NC\|NEW YORK, NY	Current employment
COOK WEALTH, LLC	Former SEC adviser	Jan 7, 2019	Apr 1, 2025	no	RALEIGH, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 9, 2011	Jan 3, 2019	no	FORT MILL, SC\|FORT MILL, SC\|FORT MILL, SC\|WATKINSVILLE, GA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 20, 2008	Jun 6, 2011	no	JERSEY CITY, NJ\|WEEHAWKEN, NJ\|CHARLOTTE, NC\|WEEHAWKEN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COOK WEALTH, LLC	CERITY PARTNERS LLC	Apr 1, 2025	Apr 1, 2025	0	Firm change	RIA to RIA
LPL FINANCIAL LLC	COOK WEALTH, LLC	Jan 3, 2019	Jan 7, 2019	4	Firm change	RIA to RIA
UBS FINANCIAL SERVICES INC.	LPL FINANCIAL LLC	Jun 6, 2011	Jun 9, 2011	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170372:151559:NC:2025-04-01	Apr 1, 2025	Apr 1, 2025	RALEIGH, NC	Firm change

Relationships

Registered with (4)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
Apr 1, 2025 to presentfactForm ADV
→ COOK WEALTH, LLCRegistered adviserregistration: previous registration
Jan 7, 2019 to Apr 1, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 9, 2011 to Jan 3, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 20, 2008 to Jun 6, 2011factForm ADV

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
Michael Thomas Holloway left Cook Wealth, Llc for Cerity Partners Llc (registered 2025-04-01)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df86e467-446e-1b35-6daa-d5e869cac8cb
First observed: Oct 20, 2008
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL THOMAS HOLLOWAY

Advisor at CERITY PARTNERS LLC

RALEIGH, NC | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df86e467-446e-1b35-6daa-d5e869cac8cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CERITY PARTNERS LLC

Independent wealth

Apr 1, 2025

n/a

yes

RALEIGH, NC|NEW YORK, NY

Current employment

COOK WEALTH, LLC

Former SEC adviser

Jan 7, 2019

Apr 1, 2025

RALEIGH, NC

Previous registration

LPL FINANCIAL LLC

Bd affiliated wealth

Jun 9, 2011

Jan 3, 2019

FORT MILL, SC|FORT MILL, SC|FORT MILL, SC|WATKINSVILLE, GA

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Oct 20, 2008

Jun 6, 2011

JERSEY CITY, NJ|WEEHAWKEN, NJ|CHARLOTTE, NC|WEEHAWKEN, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

COOK WEALTH, LLC

CERITY PARTNERS LLC

Apr 1, 2025

Firm change

RIA to RIA

LPL FINANCIAL LLC

COOK WEALTH, LLC

Jan 3, 2019

Jan 7, 2019

Firm change

RIA to RIA

UBS FINANCIAL SERVICES INC.

LPL FINANCIAL LLC

Jun 6, 2011

Jun 9, 2011

Firm change

Other

Team

Left

Joined

From

Kind

170372:151559:NC:2025-04-01

Apr 1, 2025

RALEIGH, NC

Firm change