RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• H•••••••
- C••••• P••••••• L•• independent RIA currentsince Apr 1, 2025 · Raleigh, Nc
- C••• W•••••• L•• formerJan 7, 2019 to Apr 1, 2025 · Raleigh, Nc
- L•• F•••••••• L•• BD affiliatedJun 9, 2011 to Jan 3, 2019 · Fort Mill, Sc
- U•• F•••••••• S••••••• I••• wirehouseOct 20, 2008 to Jun 6, 2011 · Jersey City, Nj
- C••• W•••••• L•• to C••••• P••••••• L••left Apr 1, 2025, registered Apr 1, 2025 (0 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to C••• W•••••• L••left Jan 3, 2019, registered Jan 7, 2019 (4 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Jun 6, 2011, registered Jun 9, 2011 (3 days) · Other
- M•••••• T••••• H••••••• left C••• W•••••• L•• for C••••• P••••••• L•• (registered 2025-04-01)Apr 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address