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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Jason Matthew Miller

Advisor at CETERA INVESTMENT ADVISERS LLC

PADUCAH, KY

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Search this name across graphsid dfx:ria:df8db567-474d-58bc-c4a5-7f2d080f213c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 4, 2019
First registration: Apr 27, 2009
Dual registered: yes, broker-dealer
Other names: JASON MILLER|Jason M Miller
IAPD individual key: 5292847

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	PADUCAH, KY	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jul 11, 2023	Sep 5, 2025	no	Paducah, KY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	Jul 26, 2023	no	BETTENDORF, IA\|BETTENDORF, IA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Nov 12, 2021	May 18, 2022	no	Bettendorf, IA\|WAVERLY, IA\|Bettendorf, IA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 4, 2019	Nov 9, 2021	no	BETTENDORF, IA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 27, 2009	Sep 22, 2009	no	ROCK ISLAND, IL\|GALESBURG, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	AVANTAX ADVISORY SERVICES	Jul 26, 2023	Jul 11, 2023	-15	Firm change	Ibd to ibd
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
LPL FINANCIAL LLC	CUNA BROKERAGE SERVICES, INC.	Nov 9, 2021	Nov 12, 2021	3	Firm change	Ibd to ibd
WELLS FARGO INVESTMENTS, LLC	LPL FINANCIAL LLC	Sep 22, 2009	Nov 4, 2019	3,695	Firm change after gap	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 11, 2023 to Sep 5, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 18, 2022 to Jul 26, 2023factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Nov 12, 2021 to May 18, 2022factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 27, 2009 to Sep 22, 2009factForm ADV

Dated events

Occurred
Jul 26, 2023
Advisor changed firm
Jason Matthew Miller left Lpl Financial Llc for Avantax Advisory Services (registered 2023-07-11)
Form ADVobserved 4 days ago