RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• M•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Paducah, Ky
- A•••••• A••••••• S••••••• formerJul 11, 2023 to Sep 5, 2025 · Paducah, Ky
- L•• F•••••••• L•• BD affiliatedMay 18, 2022 to Jul 26, 2023 · Bettendorf, Ia
- C••• B•••••••• S•••••••• I••• formerNov 12, 2021 to May 18, 2022 · Bettendorf, Ia
- L•• F•••••••• L•• BD affiliatedNov 4, 2019 to Nov 9, 2021 · Bettendorf, Ia
- W•••• F•••• I••••••••• L•• unclassifiedApr 27, 2009 to Sep 22, 2009 · Rock Island, Il
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to A•••••• A••••••• S•••••••left Jul 26, 2023, registered Jul 11, 2023 (-15 days) · Affiliated broker-dealer or bank to another
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to C••• B•••••••• S•••••••• I•••left Nov 9, 2021, registered Nov 12, 2021 (3 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• I••••••••• L•• to L•• F•••••••• L••left Sep 22, 2009, registered Nov 4, 2019 (3695 days) · Other
- J•••• M•••••• M••••• left L•• F•••••••• L•• for A•••••• A••••••• S••••••• (registered 2023-07-11)Jul 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address