P•••••• F••••

Advisor at S•••• I••••• S••••••••• L••

FORT LAUDERDALE, FL | Greenwood, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 9, 2023 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Sep 18, 2026	n/a	yes	FORT LAUDERDALE, FL\|Greenwood, IN	Current employment
S•••• I••••• S••••••••• L••	Independent wealth	Feb 4, 2026	Sep 15, 2026	no	Greenwood, IN\|FORT LAUDERDALE, FL\|Indianapolis, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	S•••• I••••• S••••••••• L••	Feb 2, 2026	Feb 4, 2026	2	Firm change	Ibd to RIA
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024

Relationships

Registered with (3)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 4, 2026 to Sep 15, 2026factForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Feb 2, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Mar 9, 2023 to Nov 14, 2024factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 2 bookkeeping events

Occurred
Sep 18, 2026
••• Locked
First seen by DFX
Sep 16, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 9, 2023
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.